Broker Check
Isahi "Mia" Guerrero Chief Compliance Officer

Isahi "Mia" Guerrero 
Chief Compliance Officer

Mia has been in the financial services industry since 2005. Her main role is to oversee the compliance of all representatives in the branch office.  She is responsible for monitoring and running all internal compliance for representatives to  ensure that all laws, regulatory requirements, policies and procedures are being followed.  In addition to coordinating audits and reviews with the representatives, she oversees the service department to  ensure  all systems and administrative procedures are implemented. 

Mia has the Series 7 and Series 66 registrations and a degree in Business Administration from Chaffey College .

Outside of her working life, Mia is fitness enthusiast, and enjoys hiking, boxing, music fetivals, playing the piano and reading.  She is a devoted animal and plant lover. She has eight pets, a leopard gecko (Randall), a snake (Dexter), a Lab (Kobe), a Frenchie (Deebo), European Short-hair cat (Mr. Presley) and two  Lop Lion Head Bunnies (Thena and Thor). Mia is a devoted wife and mother to two  boys, Jacob and Joseph and loves nothing more than going on outings with the whole family.