Broker Check

The Client Experience

We have a clear process to understand your goals and develop appropriate recommendations.


Identify your goals, values, dreams, concerns and challenges

Investment strategy development

  • Determine risk tolerance
  • Analyze current investment portfolio
  • Develop and construct your recommended portfolio

Investment strategy meeting

We formally present our recommended investment strategy to you

Investment strategy execution

  • Open new accounts
  • Transfer existing assets
  • Conduct trades to execute agreed-upon investment strategy


  • Discuss your first financial statements
  • Send out an organizational binder
  • Set up online account access
  • Develop a schedule for review meetings
  • Schedule a wealth management meeting plan

Comprehensive wealth management plan development

  • Retirement planning
  • Credit and lending
  • Life, health and long-term care insurance
  • Education planning
  • Business succession planning
  • Estate planning
  • Charitable giving
  • Family legacy planning

Wealth management plan meeting

Meet to present the financial plan and solutions

Execute wealth management plan

Ongoing execution of wealth management solutions

Ongoing monitoring of investment strategy and wealth management plan

Develop schedule for review meetings